Welcome to WSRLLC

We are a consultancy devoted to providing low cost seamless capital markets consulting services. For entrepreneurs seeking to raise money through private placements or public offerings through Regulation A+, Form S-1, or Form 10 Registration Statements, we provide low cost seamless consulting services to prepare the offering documents, including filing such documents with the appropriate regulatory agencies such as the SEC, FINRA and various State Administrators. We have also developed a REITS Consulting platform to enable real estate entrepreneurs set up publicly traded REITS for mortgages and real estate development. We also provide introduction to the securities brokerage community through relationships our Principal has developed over the past 30 years of brokerage industry experience.

We also represent individuals seeking to form broker-dealers, hedge funds, investments advisers and provide on-going compliance services to such entities. The unique advantage we bring to the service of our clients is hands on experience. Our principal worked for FINRA and has held various legal and compliance positions in the securities industry.

Our Practice Areas

Going Public

We provide you with various options for going public under the JOBS Act, including Regulation A+, S-1 and Form 10 (Blank Check Companies) Registration Statements. We consult with you on the pros an...

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Reits Formation

We consult with you on various options for you: Public versus Private REITS and with the filing of registration statements using Form S-11 or Regulation A+. or via Form 10 merger and/or acquisition.

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Broker-Dealer Formation

We guide you through the entire broker-dealer formation process, including registration with the United States Securities and Exchange Commission and FINRA and/or NYSE membership. In addi...

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Investment Advisor Formation

We guide you in filing Form ADV and registering your Investment Adviser under the applicable regulatory regime; assist in preparing the Written Procedures Manual and provide on-going consultancy fo...

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Our Blog


Oil and Gas prices are on the rebound. Abandoned wells are now looking good for drilling. This is truly an auspicious time to raise capital. Are you an oil and gas entrepreneur looking to fund ...

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Cheap IPO Alternative via RegA+

Explore cheap IPO Alternative through Regulation A+ filing. Contact us a www.wsrllc.com

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